RedFlags, Allegations and Complaints against Alan Michael Romero
Disclosure #1 for Alan Romero
- eventDate: 3/20/1986
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: criminalCharges :: Charges: ONE COUNT OF CRIMINAL ATTEMPT AT BURGLARY OF BUILDING
- Disposition: Pled not guilty
- Broker Comment: ARRESTED FOR INVOLVEMENT WITH HIGH SCHOLL PRANK. ALL CHARGES WERE DROPPED BY COMPLAINING PARTIES. THE INCIDENT OCCURRED ON THE 20TH DAY OF MARCH, 1986.
Should I file a FINRA complaint against brokers like Alan Michael Romero?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Alan Michael Romero’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Alan Michael Romero
What is Alan Romero’s Central Registration Depository (CRD) Number?
Which firm is Alan Michael Romero associated with?
LPL FINANCIAL LLC
Where is Alan Romero located?
4502 SEAWAY CIR, FORT COLLINS, CO, 80525
Where can I find more details about Alan Romero’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against Alan Michael Romero?
Where can I download a detailed FINRA report for Alan Romero?
Is it safe to do business with Alan Michael Romero?
We’re not sure. Please research Alan Romero’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:39 pm
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