Alex Wong at GRADIENT SECURITIES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 6781945

Disclosure #1 for Alex Wong

    • Event Date: 3/27/2019
    • Disclosure Type: Regulatory
    • Resolution: Final
    • Initiated By: Ohio Department of Insurance
    • Allegations: Provided incorrect answers on his insurance license renewals in violation of Ohio statute RC 3905.14(B)(1).
    • Resolution: Consent |Sanctions: Civil and Administrative Penalty(ies)/Fine(s) |Amount: $500.00

Should I file a FINRA complaint against brokers like Alex Wong?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by Alex Wong’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About Alex Wong

What is Alex Wong’s Central Registration Depository (CRD) Number?

Which firm is Alex Wong associated with?


Where is Alex Wong located?

4889 Sawmill Road, Columbus, OH, 43235

Where can I find more details about Alex Wong’s Investment Firm?

Visit to read a detailed report for GRADIENT SECURITIES, LLC

Are there any disclosures, allegations or complaints filed against Alex Wong?

Yes. There are disclosures, allegations, or complaints filed against Alex Wong. Click here to view all details

Where can I download a detailed FINRA report for Alex Wong?

Click here to download a detailed FINRA report for Alex Wong

Is it safe to do business with Alex Wong?

We’re not sure. Please research Alex Wong’s disclosures, allegations and complaints before taking a decision

The views and opinions expressed in these articles are those of the source and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.

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