RedFlags, Allegations and Complaints against ALLAN YUAN DONG
Disclosure #1 for ALLAN DONG
-
- Event Date: 8/3/2010
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: CLIENT ALLEGES THAT BASED ON THE ADVICE OF HER AGENT, SHE CANCELLED HER TWO EXISTING WHOLE LIFE POLICES TO PURCHASE A VARIABLE LIFE INSURANCE POLICY. CLIENT FURTHER ALLEGES SHE HAS LEARNED THAT THE PREMIUM IS NOT $100.00 BUT RATHER $371.54 AND IT WILL GENERATE A HIGHER LOAN AMOUNT TO THE POLICY. CLIENT IS REQUESTING THE FIRM TO INVESTIGATE THIS MATTER. DAMAGES UNSPECIFIED.
- Arbitration Docket Number:
- Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER’S COMPLAINT.
Should I file a FINRA complaint against brokers like ALLAN YUAN DONG?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ALLAN YUAN DONG’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About ALLAN YUAN DONG
What is ALLAN DONG’s Central Registration Depository (CRD) Number?
Which firm is ALLAN YUAN DONG associated with?
EQUITABLE ADVISORS, LLC
Where is ALLAN DONG located?
275 BATTERY STREET, SAN FRANCISCO, CA, 94111
Where can I find more details about ALLAN DONG’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6627 to read a detailed report for EQUITABLE ADVISORS, LLC
Are there any disclosures, allegations or complaints filed against ALLAN YUAN DONG?
Where can I download a detailed FINRA report for ALLAN DONG?
Is it safe to do business with ALLAN YUAN DONG?
We’re not sure. Please research ALLAN DONG’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:44 am
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/allan-yuan-dong-equitable-advisors-llc/.
