RedFlags, Allegations and Complaints against AMY ELIZABETH AUSDEMORE
Disclosure #1 for AMY AUSDEMORE
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- eventDate: 3/2/2004
- Disclosure Type: Employment Separation After Allegations
- Disclosure Resolution:
- Disclosure Detail :: Firm Name: AMERITRADE, INC.
- Termination Type: Permitted to Resign
- Allegations: MISCONDUCT
- Broker Comment: SCRATCH PAPER FROM THE LEARNING CENTER WAS INADVERTENTLY PLACED WITH MY STUDY MATERIALS FOR THE SERIES 24 EXAM. ANOTHER ASSOCIATE OF AMERITRADE BORROWED MY FOLDER FOR STUDY PURPOSES, THE SCRATCH PAPER WAS INSIDE. I WAS UNAWARE OF THE SCRATCH PAPER AT THE TIME AND INCLUDING IT WITH MY STUDY MATERIALS WAS COMPLETE UNINTENTIONAL. AMERITRADE ALLOWED ME TO RESIGN ON MARCH 1, 2004.
Should I file a FINRA complaint against brokers like AMY ELIZABETH AUSDEMORE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by AMY ELIZABETH AUSDEMORE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About AMY ELIZABETH AUSDEMORE
What is AMY AUSDEMORE’s Central Registration Depository (CRD) Number?
Which firm is AMY ELIZABETH AUSDEMORE associated with?
AXOS CLEARING LLC
Where is AMY AUSDEMORE located?
15950 West Dodge Road, Omaha, NE, 68118
Where can I find more details about AMY AUSDEMORE’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/117176 to read a detailed report for AXOS CLEARING LLC
Are there any disclosures, allegations or complaints filed against AMY ELIZABETH AUSDEMORE?
Where can I download a detailed FINRA report for AMY AUSDEMORE?
Is it safe to do business with AMY ELIZABETH AUSDEMORE?
We’re not sure. Please research AMY AUSDEMORE’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:50 am
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