RedFlags, Allegations and Complaints against ANDREW JOSEPH SOHN
Disclosure #1 for ANDREW SOHN
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- eventDate: 3/23/2004
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Withdrawn
- Disclosure Detail :: Allegations: THE CLIENT CLAIMED NOT TO KNOW HOW HIS INVESTMENTS WERE SELECTED. HE REQUESTED A REVIEW OF HIS ACCOUNTS SINCE 1999 AND AN APPROPRIATE SETTLEMENT
- Damage Amount Requested: $5,000.00
- Arbitration Docket Number:
- Broker Comment: THE CLIENT’S LETTER WAS SENT WITH A BREAKPOINT CLAIM FORM. IT WAS INTENDED TO REQUEST A CLAIM REVIEW NOT A COMPLAINT. THE CLIENT SENT A LETTER REQUESTING WE WITHDRAW THE COMPLAINT.
Should I file a FINRA complaint against brokers like ANDREW JOSEPH SOHN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ANDREW JOSEPH SOHN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About ANDREW JOSEPH SOHN
What is ANDREW SOHN’s Central Registration Depository (CRD) Number?
Which firm is ANDREW JOSEPH SOHN associated with?
CAMBRIDGE INVESTMENT RESEARCH, INC.
Where is ANDREW SOHN located?
80 CENTRAL ST, BOXBOROUGH, MA, 1719
Where can I find more details about ANDREW SOHN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/39543 to read a detailed report for CAMBRIDGE INVESTMENT RESEARCH, INC.
Are there any disclosures, allegations or complaints filed against ANDREW JOSEPH SOHN?
Where can I download a detailed FINRA report for ANDREW SOHN?
Is it safe to do business with ANDREW JOSEPH SOHN?
We’re not sure. Please research ANDREW SOHN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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