RedFlags, Allegations and Complaints against ANDREW LAWRENCE MUSSEN
Disclosure #1 for ANDREW MUSSEN
-
- eventDate: 3/10/2003
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CUSTOMER ALLEGES THAT THE MOODY’S BOND RATING AND RISK ASSOCIATED WITH AT&T CANADA INC. DEBENTURES WERE NOT DISCLOSED. 14 DEBENTURES WERE PURCHASED ON 9/10/2001.
- Damage Amount Requested: $8,650.00
- Arbitration Docket Number:
- Broker Comment: THE FIRM DETERMINED THAT THE ALLEGATIONS ARE WITHOUT MERIT AND DENIED THE CLAIM. I DISCUSSED THE FEATURES AND RISKS, INCLUDING MOODY’S RATING, WITH THE CUSTOMER BEFORE HE INVESTED. HE RECEIVED A TRADE CONFIRMATION AND MONTHLY ACCOUNT STATEMENTS CLEARLY SHOWING MOODY’S RATING. CUSTOMER HAS 20 YEARS BOND EXPERIENCE AND FULLY AWARE THAT HIGHER YIELDING INVESTMENT CARRIED GREATER RISK. HE BROUGHT THE ALLEGATIONS APPROXIMATELY 1 1/2 YEARS AFTER PURCHASING THE SECURITY.
Should I file a FINRA complaint against brokers like ANDREW LAWRENCE MUSSEN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ANDREW LAWRENCE MUSSEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About ANDREW LAWRENCE MUSSEN
What is ANDREW MUSSEN’s Central Registration Depository (CRD) Number?
Which firm is ANDREW LAWRENCE MUSSEN associated with?
SIGMA FINANCIAL CORPORATION
Where is ANDREW MUSSEN located?
39209 6 Mile Road, Livonia, MI, 48152
Where can I find more details about ANDREW MUSSEN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/14303 to read a detailed report for SIGMA FINANCIAL CORPORATION
Are there any disclosures, allegations or complaints filed against ANDREW LAWRENCE MUSSEN?
Where can I download a detailed FINRA report for ANDREW MUSSEN?
Is it safe to do business with ANDREW LAWRENCE MUSSEN?
We’re not sure. Please research ANDREW MUSSEN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:41 am
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/andrew-lawrence-mussen-sigma-financial-corporation/.
