RedFlags, Allegations and Complaints against ANDREW SCOTT MALLOR
Disclosure #1 for ANDREW MALLOR
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- eventDate: 2/24/2011
- Disclosure Type: Regulatory
- Disclosure Resolution: Final
- Disclosure Detail :: DocketNumberFDA:
- DocketNumberAAO:
- Initiated By: STATE OF NEW YORK INSURANCE DEPARTMENT
- Allegations: THE STATE OF NEW YORK INSURANCE DEPARTMENT ALLEGES THE RR MAY HAVE VIOLATED SECTION 2324 OF THE INSURANCE LAW BY GIVING AWARY 21 $10 GAS CARDS AND DONATING $200 TO CHARITIES ON BEHALF OF PERSONS WHO RESPONDED TO THE RR’S SOLICITATION FOR A QUOTE OR REVIEW OF THEIR PROPERTY AND CASUALTY INSURANCE POLICIES.
- Resolution: Stipulation and Consent
- SanctionDetails :: Sanctions: Cease and Desist Sanctions: Monetary Penalty other than Fines
- SanctionDetails :: Amount: $1,500.00
Should I file a FINRA complaint against brokers like ANDREW SCOTT MALLOR?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ANDREW SCOTT MALLOR’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About ANDREW SCOTT MALLOR
What is ANDREW MALLOR’s Central Registration Depository (CRD) Number?
Which firm is ANDREW SCOTT MALLOR associated with?
ALLSTATE FINANCIAL SERVICES, LLC
Where is ANDREW MALLOR located?
429 MERRICK RD, OCEANSIDE, NY, 11572-1426
Where can I find more details about ANDREW MALLOR’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/18272 to read a detailed report for ALLSTATE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against ANDREW SCOTT MALLOR?
Where can I download a detailed FINRA report for ANDREW MALLOR?
Is it safe to do business with ANDREW SCOTT MALLOR?
We’re not sure. Please research ANDREW MALLOR’s disclosures, allegations and complaints before taking a decision
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