RedFlags, Allegations and Complaints against ARMAND GERARD COTE
Disclosure #1 for ARMAND COTE
- eventDate: 12/3/2002
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE CLIENT ALLEGED I RECOMMENDED MUTUAL FUNDS WITH NO PRINCIPAL FLUCTUATION. AS A RESULT, THE CLIENT CLAIMED SHE LOST PRINCIPAL AND HER DIVIDEND INCOME DECREASED
- Damage Amount Requested: $5,000.00
- Arbitration Docket Number:
- Broker Comment: THE FIRM FOUND I DID NOT RECOMMEND TO THE CLIENT MUTUAL FUNDS WITH NO PRINCIPAL FLUCTUATION. FURTHER, THE FIRM FOUND I PROVIDED THE CLIENT WITH FULL AND FAIR DISCLOSURE OF THE FEATURES, BENEFITS, RISKS, SALES CHARGES AND FEES ASSOCIATED WITH A TAX-EXEMPT BOND FUND SHE PURCHASED.
Should I file a FINRA complaint against brokers like ARMAND GERARD COTE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ARMAND GERARD COTE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About ARMAND GERARD COTE
What is ARMAND COTE’s Central Registration Depository (CRD) Number?
Which firm is ARMAND GERARD COTE associated with?
COMMONWEALTH FINANCIAL NETWORK
Where is ARMAND COTE located?
1279 Providence Road, Whitinsville, MA, 1588
Where can I find more details about ARMAND COTE’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/8032 to read a detailed report for COMMONWEALTH FINANCIAL NETWORK
Are there any disclosures, allegations or complaints filed against ARMAND GERARD COTE?
Where can I download a detailed FINRA report for ARMAND COTE?
Is it safe to do business with ARMAND GERARD COTE?
We’re not sure. Please research ARMAND COTE’s disclosures, allegations and complaints before taking a decision
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