RedFlags, Allegations and Complaints against ARTHUR STEVEN ROTTENSTEIN
Disclosure #1 for ARTHUR ROTTENSTEIN
- eventDate: 6/1/1988
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: UNSUITABLE INVESTMENTS ($50,000)
- Damage Amount Requested: $50,000.00
- Settlement Amount: $15,000.00
- Arbitration Docket Number:
- Broker Comment: SETTLEMENT MADE BY DAVID LERNER ASSOCIATES IN THE AMOUNT OF $15,000.00.
Should I file a FINRA complaint against brokers like ARTHUR STEVEN ROTTENSTEIN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ARTHUR STEVEN ROTTENSTEIN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About ARTHUR STEVEN ROTTENSTEIN
What is ARTHUR ROTTENSTEIN’s Central Registration Depository (CRD) Number?
Which firm is ARTHUR STEVEN ROTTENSTEIN associated with?
RAYMOND JAMES FINANCIAL SERVICES, INC.
Where is ARTHUR ROTTENSTEIN located?
301 YAMATO ROAD, BOCA RATON, FL, 33431
Where can I find more details about ARTHUR ROTTENSTEIN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6694 to read a detailed report for RAYMOND JAMES FINANCIAL SERVICES, INC.
Are there any disclosures, allegations or complaints filed against ARTHUR STEVEN ROTTENSTEIN?
Where can I download a detailed FINRA report for ARTHUR ROTTENSTEIN?
Is it safe to do business with ARTHUR STEVEN ROTTENSTEIN?
We’re not sure. Please research ARTHUR ROTTENSTEIN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:39 am
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/arthur-steven-rottenstein-raymond-james-financial-services-inc/.