BARRY WAYNE JATEFF at AMERIPRISE FINANCIAL SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 

 

CRD# 1022035

Disclosure #1 for BARRY JATEFF

    • eventDate: 10/21/1993
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: CLIENT HAS SUBMITTED A CLAIM FORM TO THE CLAIMS RESOLUTION PROCESS RELATING TO THE PURCHASES OF VARIOUS LIMITED PARTNERSHIPS DURING THE PERIOD 4/87 TO 1/89
    • Settlement Amount: $16,140.00
    • Arbitration Docket Number:
    • Broker Comment: SETTLEMENT OF $16,140.00 REACHED WITH PSI. SETTLEMENT WAS NOT AGAINST BROKER BUT AGAINST PSI ALL QUESTIONS REGARDING THIS SITUATION SHOULD REMAIN AS NO. SETTLEMENT WAS REACHED WITH PSI… PARTNERSHIP WITH OTHER AE’S AND THEY WERE RESPONSIBLE FOR THE TRADES. ALL ALLEGATIONS IN THIS CASE ARE AGAINST PSI AND NOT ME.

Should I file a FINRA complaint against brokers like BARRY WAYNE JATEFF?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by BARRY WAYNE JATEFF’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!


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Frequently Asked Questions About BARRY WAYNE JATEFF

What is BARRY JATEFF’s Central Registration Depository (CRD) Number?

Which firm is BARRY WAYNE JATEFF associated with?

AMERIPRISE FINANCIAL SERVICES, LLC

Where is BARRY JATEFF located?

14755 N OUTER 40 RD, CHESTERFIELD, MO, 63017

Where can I find more details about BARRY JATEFF’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC

Are there any disclosures, allegations or complaints filed against BARRY WAYNE JATEFF?

Yes. There are disclosures, allegations, or complaints filed against BARRY WAYNE JATEFF. Click here to view all details

Where can I download a detailed FINRA report for BARRY JATEFF?

Click here to download a detailed FINRA report for BARRY JATEFF

Is it safe to do business with BARRY WAYNE JATEFF?

We’re not sure. Please research BARRY JATEFF’s disclosures, allegations and complaints before taking a decision




Originally reported on November 16, 2022 @ 12:40 am

The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.

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