Benjamin Deane at LION STREET FINANCIAL, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 5199999

Disclosure #1 for Benjamin Deane

    • Event Date: 7/11/2017
    • Disclosure Type: Customer Dispute
    • Resolution: Closed-No Action
    • Allegations: The customer alleged the representative’s advice to purchase the variable annuities in January 2017 was not suitable. No specific compensatory damages were alleged.
    • Arbitration Docket Number:
    • Broker Comment: Complaint Tracking # 201729153. The customer’s email dated 07/25/2017 stated that he did not intend his 7/11/2017 email to be a complaint against the representative.

Should I file a FINRA complaint against brokers like Benjamin Deane?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by Benjamin Deane’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About Benjamin Deane

What is Benjamin Deane’s Central Registration Depository (CRD) Number?

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Where can I find more details about Benjamin Deane’s Investment Firm?

Visit to read a detailed report for LION STREET FINANCIAL, LLC

Are there any disclosures, allegations or complaints filed against Benjamin Deane?

Yes. There are disclosures, allegations, or complaints filed against Benjamin Deane. Click here to view all details

Where can I download a detailed FINRA report for Benjamin Deane?

Click here to download a detailed FINRA report for Benjamin Deane

Is it safe to do business with Benjamin Deane?

We’re not sure. Please research Benjamin Deane’s disclosures, allegations and complaints before taking a decision

Originally reported on November 15, 2022 @ 11:32 pm

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