RedFlags, Allegations and Complaints against BENJAMIN RICHARD DILLON
Disclosure #1 for BENJAMIN DILLON
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- Event Date: 9/7/2005
- Disclosure Type: Criminal
- Resolution: Final Disposition
- criminalCharges :: Charges: 4 COUNTS OF CRIMINAL VEHICULAR INJURY RESULTING IN GREAT BODILY HARM, FELONY, GUILTY. 2 COUNTS OF CRIMINAL VEHICULAR OPERATION-INJURY, GROSS MISDEMEANOR, GUILTY.
- Charge Type: FELONY
- Disposition: FIRST COUNT CRIMINAL VEHICULAR INJURY RESULTING IN GREAT BODILY HARM- CONVICTED OF GROSS MISDEMEANOR, 04/28/2006, 4 MONTHS WORK REALEASE JAIL TIME (STARTING 03/05/2006), $1500 FINE PAID ON 04/28/2006, 2 YEARS PROBATION. THREE COUNTS OF CRIMINAL VEHICULAR OPERATION RESULTING IN GREAT BODILY HARM CHARGES WERE DISMISSED ON 04/28/2006. TWO COUNTS OF CRIMIAL VEHICULAR OPERATION RESULTING IN INJURY WERE DISMISSED ON 04/28/2006.
- Broker Comment: THE FINAL DISPOSITION OF MY CHARGES WERE AT THE GROSS MISDEMEANOR LEVEL. I PLEAD GUILTY TO THE CHARGE BEFORE THE JUDGE MADE HIS RULING. IN HIS RULING HE DEEMED THAT A FELONY WAS NOT APPROPRIATE, AND LOWERED THE CHARGE TO A GROSS MISDEMEANOR.
Should I file a FINRA complaint against brokers like BENJAMIN RICHARD DILLON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by BENJAMIN RICHARD DILLON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About BENJAMIN RICHARD DILLON
What is BENJAMIN DILLON’s Central Registration Depository (CRD) Number?
Which firm is BENJAMIN RICHARD DILLON associated with?
EMERSON EQUITY LLC
Where is BENJAMIN DILLON located?
6860 North, Dallas Parkway, Plano, TX, 75024
Where can I find more details about BENJAMIN DILLON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/130032 to read a detailed report for EMERSON EQUITY LLC
Are there any disclosures, allegations or complaints filed against BENJAMIN RICHARD DILLON?
Where can I download a detailed FINRA report for BENJAMIN DILLON?
Is it safe to do business with BENJAMIN RICHARD DILLON?
We’re not sure. Please research BENJAMIN DILLON’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:35 pm
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