RedFlags, Allegations and Complaints against BRADLEY SCOTT MANTHEY
Disclosure #1 for BRADLEY MANTHEY
- eventDate: 12/15/1997
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: INVESTIGATING ALLEGATIONS OF AN UNAUTHORIZED PURCHASE OF 1145 SHARES OF FIRST TRUST INTERNET GROWTH AND 541 SHARES OF AIM VALUE FUND CLA. AMOUNT IN DISPUTE IS 30,351.06
- Damage Amount Requested: $30,351.06
- Arbitration Docket Number:
- Broker Comment: THE KENTUCKY DEPARTMENT OF FINANCIAL INSTITUTIONS DETERMINED THAT THEY WOULD NOT PURSUE THE CUSTOMERS COMPLAINT AGAINST THE BROKER. NOT PROVIDED
Should I file a FINRA complaint against brokers like BRADLEY SCOTT MANTHEY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by BRADLEY SCOTT MANTHEY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About BRADLEY SCOTT MANTHEY
What is BRADLEY MANTHEY’s Central Registration Depository (CRD) Number?
Which firm is BRADLEY SCOTT MANTHEY associated with?
LPL FINANCIAL LLC
Where is BRADLEY MANTHEY located?
9710 PARK PLAZA AVE STE 206, LOUISVILLE, KY, 40241
Where can I find more details about BRADLEY MANTHEY’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against BRADLEY SCOTT MANTHEY?
Where can I download a detailed FINRA report for BRADLEY MANTHEY?
Is it safe to do business with BRADLEY SCOTT MANTHEY?
We’re not sure. Please research BRADLEY MANTHEY’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:43 am
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