RedFlags, Allegations and Complaints against CAROL DIANNE JENKINS
Disclosure #1 for CAROL JENKINS
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- eventDate: 12/13/2000
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: THE CLIENT ALLEGED THAT I DID NOT INVEST HIS MONEY AS HE REQUESTED. HE CLAIMS TO HAVE LOST APPROXIMATLEY $6,000 BECAUSE OF THIS MATTER.
- Damage Amount Requested: $6,000.00
- Settlement Amount: $1,500.00
- Arbitration Docket Number:
- Broker Comment: MY COMPLIANCE DEPARTMENT FOUND THAT ALTHOUGH THE 12-MONTH SYSTEMATIC DISTRIBUTION ARRANGMENT WAS ORIGINALLY ESTABLISHED IT WAS INACTIVATION BEFORE THE FIRST DISTRIBUTION TOOK PLACE. DUE TO THIS FACT, CLIENT WAS REIMBURSED FOR LOST EARNINGS.
Should I file a FINRA complaint against brokers like CAROL DIANNE JENKINS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by CAROL DIANNE JENKINS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About CAROL DIANNE JENKINS
What is CAROL JENKINS’s Central Registration Depository (CRD) Number?
Which firm is CAROL DIANNE JENKINS associated with?
LPL FINANCIAL LLC
Where is CAROL JENKINS located?
860 AIRPORT FWY WEST STE 201, HURST, TX, 76054
Where can I find more details about CAROL JENKINS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against CAROL DIANNE JENKINS?
Where can I download a detailed FINRA report for CAROL JENKINS?
Is it safe to do business with CAROL DIANNE JENKINS?
We’re not sure. Please research CAROL JENKINS’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:38 am
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