RedFlags, Allegations and Complaints against CARRIE LYNN HALL
Disclosure #1 for CARRIE HALL
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- eventDate: 1/5/2004
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: WITH REGARD TO A VARIABLE ANNUITY PURCHASED IN MAY 2003, THE CUSTOMER ALLEGES THAT INVESTMENT DECISIONS WERE MADE THAT FAILED TO MEET THE CUSTOMER’S FINANCIAL GOALS. THE CUSTOMER NOW FINDS THAT SHE HAS LOST MONEY AND REQUESTS HER PORTFOLIO RESTORED TO ITS ORIGINAL POSITION.
- Damage Amount Requested: $157,000.00
- Arbitration Docket Number:
- Broker Comment: UPON REVIEW OF POLICY RECORDS AND DATA, NEW YORK LIFE DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT THE CUSTOMER’S CLAIMS. NO OFFER OF COMPENSATION HAS BEEN MADE TO THE CUSTOMER.
Should I file a FINRA complaint against brokers like CARRIE LYNN HALL?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by CARRIE LYNN HALL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About CARRIE LYNN HALL
What is CARRIE HALL’s Central Registration Depository (CRD) Number?
Which firm is CARRIE LYNN HALL associated with?
NYLIFE SECURITIES LLC
Where is CARRIE HALL located?
6710 N SCOTTSDALE ROAD, SCOTTSDALE, AZ, 85253
Where can I find more details about CARRIE HALL’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/5167 to read a detailed report for NYLIFE SECURITIES LLC
Are there any disclosures, allegations or complaints filed against CARRIE LYNN HALL?
Where can I download a detailed FINRA report for CARRIE HALL?
Is it safe to do business with CARRIE LYNN HALL?
We’re not sure. Please research CARRIE HALL’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:52 am
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