RedFlags, Allegations and Complaints against CATHERINE SHARP SMITH
Disclosure #1 for CATHERINE SMITH
- eventDate: 1/23/2012
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE CLIENT ALLEGED THE JULY 2008 INLAND REIT PURCHASE WAS MISREPRESENTED.
- Damage Amount Requested: $50,000.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like CATHERINE SHARP SMITH?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by CATHERINE SHARP SMITH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About CATHERINE SHARP SMITH
What is CATHERINE SMITH’s Central Registration Depository (CRD) Number?
Which firm is CATHERINE SHARP SMITH associated with?
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Where is CATHERINE SMITH located?
2 UNION SQ, CHATTANOOGA, TN, 37402
Where can I find more details about CATHERINE SMITH’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/7691 to read a detailed report for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Are there any disclosures, allegations or complaints filed against CATHERINE SHARP SMITH?
Where can I download a detailed FINRA report for CATHERINE SMITH?
Is it safe to do business with CATHERINE SHARP SMITH?
We’re not sure. Please research CATHERINE SMITH’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:46 am
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