RedFlags, Allegations and Complaints against CHARLES ALLEN ROGERS
Disclosure #1 for CHARLES ROGERS
- eventDate: 3/27/2003
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: ALLEGED MISREPRESENTATION OF FINANCIAL RELATIONSHIP EXISTING BETWEEN LOCAL INSURANCE AGENCY AND INSURANCE COMPANY LEADING TO SELECTION OF VARIABLE INSURANCE CONTRACTS. CLIENT ALSO ALLEGES MISLEADING REPRESENTATION OF APPLICATION OF REVERSE SPLIT DOLLAR CONCEPT.
- Damage Amount Requested: $40,000.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like CHARLES ALLEN ROGERS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by CHARLES ALLEN ROGERS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About CHARLES ALLEN ROGERS
What is CHARLES ROGERS’s Central Registration Depository (CRD) Number?
Which firm is CHARLES ALLEN ROGERS associated with?
CAMBRIDGE INVESTMENT RESEARCH, INC.
Where is CHARLES ROGERS located?
1155 Southgate Corp Park, Hickory, NC, 28601
Where can I find more details about CHARLES ROGERS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/39543 to read a detailed report for CAMBRIDGE INVESTMENT RESEARCH, INC.
Are there any disclosures, allegations or complaints filed against CHARLES ALLEN ROGERS?
Where can I download a detailed FINRA report for CHARLES ROGERS?
Is it safe to do business with CHARLES ALLEN ROGERS?
We’re not sure. Please research CHARLES ROGERS’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:50 am
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