RedFlags, Allegations and Complaints against CHARLES DAVID MCCLURE
Disclosure #1 for CHARLES MCCLURE
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- eventDate: 3/18/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE CLIENTS ALLEGED RECOMMENDATIONS MADE AND TRADES EXECUTED IN FEBRUARY AND MARCH 2008 RESULTED IN LOSSES OF APPROXIMATELY $20,000.00.
- Damage Amount Requested: $20,000.00
- Arbitration Docket Number:
- Broker Comment: OUR REVIEW FOUND THE CLIENTS DID NOT MAKE A REQUEST TO MOVE FUNDS TO CASH PRIOR TO THE ROLLOVER TRANSACTIONS IN QUESTIONS, NOR DID THEY EXPRESS CONCERNS OF MARKET LOSS PRIOR TO INITIATING THE TRANSFERS. LOSSED WERE SUSTAINED DURING THE TIME IT TOOK TO EXECUTE THE TRANSFERS THE CLIENTS REQUESTED, BUT WERE NOT BASED UPON ADVISOR RECOMMENDATIONS OR SUITABILITY CONCERNS.
Should I file a FINRA complaint against brokers like CHARLES DAVID MCCLURE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by CHARLES DAVID MCCLURE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About CHARLES DAVID MCCLURE
What is CHARLES MCCLURE’s Central Registration Depository (CRD) Number?
Which firm is CHARLES DAVID MCCLURE associated with?
LPL FINANCIAL LLC
Where is CHARLES MCCLURE located?
1632 VILLAGE HARBOR DR STE 106, LAKE WYLIE, SC, 29710
Where can I find more details about CHARLES MCCLURE’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against CHARLES DAVID MCCLURE?
Where can I download a detailed FINRA report for CHARLES MCCLURE?
Is it safe to do business with CHARLES DAVID MCCLURE?
We’re not sure. Please research CHARLES MCCLURE’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:42 am
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