RedFlags, Allegations and Complaints against CHARLES POULIN
Disclosure #1 for CHARLES POULIN
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- Event Date: 2/12/2018
- Disclosure Type: Customer Dispute
- Resolution: Settled
- Allegations: TIME FRAME: UNSPECIFIED. CLAIMANT ALLEGES UNAUTHORIZED TRADING AND UNSUITABLE INVESTMENT RECOMMENDATIONS.
- Damage Amount Requested: $32,398.00
- Settlement Amount: $12,635.22
- DisplayAAOLinkIfExists: Y
- Arbitration Docket Number: 18-00408
Should I file a FINRA complaint against brokers like CHARLES POULIN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by CHARLES POULIN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About CHARLES POULIN
What is CHARLES POULIN’s Central Registration Depository (CRD) Number?
Which firm is CHARLES POULIN associated with?
UNIVEST SECURITIES, LLC
Where is CHARLES POULIN located?
75 ROCKEFELLER PLAZA, NEW YORK, NY, 10019
Where can I find more details about CHARLES POULIN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/36105 to read a detailed report for UNIVEST SECURITIES, LLC
Are there any disclosures, allegations or complaints filed against CHARLES POULIN?
Where can I download a detailed FINRA report for CHARLES POULIN?
Is it safe to do business with CHARLES POULIN?
We’re not sure. Please research CHARLES POULIN’s disclosures, allegations and complaints before taking a decision
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