RedFlags, Allegations and Complaints against Cliff Anderson
Disclosure #1 for Cliff Anderson
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- eventDate: 4/8/2003
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CUSTOMER ALLEGES MISREPRESENTATION AND BREACH OF FIDUCIARY DUTY IN CONNECTION WITH PURCHASE OF 38 AT&T CANADA INC CL B DEBENTURES PURCHASED ON OCTOBER 22, 2001.
- Damage Amount Requested: $21,000.00
- Arbitration Docket Number:
- Broker Comment: THE ALLEGATIONS ARE DENIED. THE INVESTMENT WAS CONSISTENT WITH THE CUSTOMER’S STATED OBJECTIVES AND THE RISKS AND CHARACTERISTICS OF THE SECURITY WERE REVIEWED WITH THE CUSTOMER BEFORE HE DECIDED TO INVEST.
Should I file a FINRA complaint against brokers like Cliff Anderson?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Cliff Anderson’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Cliff Anderson
What is Cliff Anderson’s Central Registration Depository (CRD) Number?
Which firm is Cliff Anderson associated with?
J.P. MORGAN SECURITIES LLC
Where is Cliff Anderson located?
111 NEWTOWN ROAD, DANBURY, CT, 6810
Where can I find more details about Cliff Anderson’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/79 to read a detailed report for J.P. MORGAN SECURITIES LLC
Are there any disclosures, allegations or complaints filed against Cliff Anderson?
Where can I download a detailed FINRA report for Cliff Anderson?
Is it safe to do business with Cliff Anderson?
We’re not sure. Please research Cliff Anderson’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:41 am
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