RedFlags, Allegations and Complaints against COLIN GUIMIN FENG
Disclosure #1 for COLIN FENG
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- eventDate: 4/9/2012
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT’S SON ALLEGES THE SALE OF TWO 2011 VARIABLE ANNUITY CONTRACTS WERE NOT IN HIS MOTHER’S BEST INTEREST. CLIENT IS REQUESTING FOR THE ACCOUNTS TO BE CLOSED AND THE FUNDS RETURNED WITHOUT THE IMPOSITION OF A SURRENDER CHARGE. DAMAGES UNSPECIFIED.
- Arbitration Docket Number:
- Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER COMPLAINT
Should I file a FINRA complaint against brokers like COLIN GUIMIN FENG?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by COLIN GUIMIN FENG’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About COLIN GUIMIN FENG
What is COLIN FENG’s Central Registration Depository (CRD) Number?
Which firm is COLIN GUIMIN FENG associated with?
EQUITABLE ADVISORS, LLC
Where is COLIN FENG located?
9530 MARKETPLACE ROAD, FORT MYERS, FL, 33912
Where can I find more details about COLIN FENG’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6627 to read a detailed report for EQUITABLE ADVISORS, LLC
Are there any disclosures, allegations or complaints filed against COLIN GUIMIN FENG?
Where can I download a detailed FINRA report for COLIN FENG?
Is it safe to do business with COLIN GUIMIN FENG?
We’re not sure. Please research COLIN FENG’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:45 am
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