RedFlags, Allegations and Complaints against Colleen Marie Tangorra
Disclosure #1 for Colleen Tangorra
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- eventDate: 11/10/1987
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Award / Judgment
- Disclosure Detail :: Allegations: Following October 19, 1987 stock market crash (Black Monday) customer liquidated mutual fund (municipal bonds) account without seeking advice and the values had declined (the original investment was approx $10,000 or less)customer filed a civil action in small claims court (San Diego County). The customer filed for the maximum small claims award limit available by the court at the time. The judge awarded the customer an amount of approximately $2000 due to the contract not performing; there was no negligence found on my part. The judgment was paid by my E& O insurance. There was no other action taken.
- Damage Amount Requested: $2,000.00
- Damages Granted: $2,000.00
- Arbitration Docket Number:
- Broker Comment: Following October 19, 1987 stock market crash (Black Monday) customer liquidated mutual fund (municipal bonds) account without seeking advice and the values had declined (the original investment was approx $10,000 or less)customer filed a civil action in small claims court (San Diego County). The customer filed for the maximum small claims award limit available by the court at the time. The judge awarded the customer an amount of approximately $2000 due to the contract not performing; there was no negligence found on my part. The judgment was paid by my E& O insurance. There was no other action taken.
Should I file a FINRA complaint against brokers like Colleen Marie Tangorra?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Colleen Marie Tangorra’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Colleen Marie Tangorra
What is Colleen Tangorra’s Central Registration Depository (CRD) Number?
Which firm is Colleen Marie Tangorra associated with?
ALLSTATE FINANCIAL SERVICES, LLC
Where is Colleen Tangorra located?
2920 S 84th St, Lincoln, NE, 68506-4142
Where can I find more details about Colleen Tangorra’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/18272 to read a detailed report for ALLSTATE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against Colleen Marie Tangorra?
Where can I download a detailed FINRA report for Colleen Tangorra?
Is it safe to do business with Colleen Marie Tangorra?
We’re not sure. Please research Colleen Tangorra’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:36 pm
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