RedFlags, Allegations and Complaints against CYNTHIA Fay SPINNING
Disclosure #1 for CYNTHIA SPINNING
- Event Date: 11/18/2008
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: THE CLIENT ALLEGED THEIR ADVISOR DID NOT DISCLOSE THE SURRENDER CHARGE ON THE VARIABLE LIFE INSURANCE POLICY PURCHASED 02/15/2007. FURTHER, THE CLIENT STATES HER PRIMARY GOAL WAS TO BUILD CASH RESERVE THAT WOULD BE EASILY ACCESSIBLE.
- Damage Amount Requested: $5,250.00
- Arbitration Docket Number:
- Broker Comment: OUR REVIEW FOUND THE CLIENT RECEIVED FULL DISCLOSURE OF THE VARIABLE LIFE PRODUCT FEATURES. FURTHER, THE VARIABLE UNIVERSAL LIFE INSURANCE POLICY WAS SUITABLE AT THE TIME OF SALE.
Should I file a FINRA complaint against brokers like CYNTHIA Fay SPINNING?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by CYNTHIA Fay SPINNING’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About CYNTHIA Fay SPINNING
What is CYNTHIA SPINNING’s Central Registration Depository (CRD) Number?
Which firm is CYNTHIA Fay SPINNING associated with?
PFS INVESTMENTS INC.
Where is CYNTHIA SPINNING located?
10008 N DALE MABRY HWY, TAMPA, FL, 33618
Where can I find more details about CYNTHIA SPINNING’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/10111 to read a detailed report for PFS INVESTMENTS INC.
Are there any disclosures, allegations or complaints filed against CYNTHIA Fay SPINNING?
Where can I download a detailed FINRA report for CYNTHIA SPINNING?
Is it safe to do business with CYNTHIA Fay SPINNING?
We’re not sure. Please research CYNTHIA SPINNING’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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