RedFlags, Allegations and Complaints against Dan O’Heron
Disclosure #1 for Dan O’Heron
-
- Event Date: 7/30/2021
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: The client alleges he is concerned the FA has somehow stolen funds from his Edward Jones account though he admits he cannot confirm such suspicions through his statements.
- Arbitration Docket Number:
- Broker Comment: After completion of the firm’s investigation the allegation of stolen funds was determined to be unfounded and without merit. Complaint denied.
Should I file a FINRA complaint against brokers like Dan O’Heron?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Dan O’Heron’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Dan O’Heron
What is Dan O’Heron’s Central Registration Depository (CRD) Number?
Which firm is Dan O’Heron associated with?
EDWARD JONES
Where is Dan O’Heron located?
2315 10TH AVE SUITE 102, SOUTH MILWAUKEE, WI, 53172
Where can I find more details about Dan O’Heron’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/250 to read a detailed report for EDWARD JONES
Are there any disclosures, allegations or complaints filed against Dan O’Heron?
Where can I download a detailed FINRA report for Dan O’Heron?
Is it safe to do business with Dan O’Heron?
We’re not sure. Please research Dan O’Heron’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:41 pm
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/dan-oheron-edward-jones/.
