RedFlags, Allegations and Complaints against DANIEL EDWARD MORTON
Disclosure #1 for DANIEL MORTON
- eventDate: 11/22/2006
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT ALLEGES THAT FORMER PARK AVENUE SECURITIES (PAS) REGISTERED REPRESENTATIVE, DANIEL MORTON, WHILE AT A PRIOR BROKERAGE FIRM MADE MISREPRESENTATIONS IN CONNECTION WITH THE PURCHASE OF A VARIABLE LIFE INSURANCE POLICY. PAS HAS MADE A GOOD FAITH DETERMINATION THAT ANY DAMAGES FROM THE ALLEGED CONDUCT WOULD NOT BE LESS THAN $5,000
- Damage Amount Requested: $5,000.00
- Arbitration Docket Number:
- Broker Comment: THE PRIOR BROKER DEALER, GUARDIAN INVESTOR SERVICES LLC REVEIWED THE COMPLAINT AND DETERMINED IT WAS WITHOUT MERIT. THE CLAIM WAS DENIED.
Should I file a FINRA complaint against brokers like DANIEL EDWARD MORTON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by DANIEL EDWARD MORTON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About DANIEL EDWARD MORTON
What is DANIEL MORTON’s Central Registration Depository (CRD) Number?
Which firm is DANIEL EDWARD MORTON associated with?
PARKLAND SECURITIES, LLC
Where is DANIEL MORTON located?
35 Heritage Road, Marlton, NJ, 8053
Where can I find more details about DANIEL MORTON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/115368 to read a detailed report for PARKLAND SECURITIES, LLC
Are there any disclosures, allegations or complaints filed against DANIEL EDWARD MORTON?
Where can I download a detailed FINRA report for DANIEL MORTON?
Is it safe to do business with DANIEL EDWARD MORTON?
We’re not sure. Please research DANIEL MORTON’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:39 am
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