RedFlags, Allegations and Complaints against David Andrew Laughlin
Disclosure #1 for David Laughlin
- eventDate: 7/25/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT ALLEGES THE SALE OF A 2004 VARIABLE ANNUITY WAS NOT APPROPRIATE FOR HIS NEEDS. CLIENT ALLEGES THE APPROPRIATENESS OF THIS ANNUITY, INVESTMENT OBJECTIVES, LIQUIDITY NEEDS, EXISTING INVESTMENTS AND LIQUID NET WORTH. CLIENT IS REQUESTING THE FIRM TO REIMBURSE LOSSES, INCLUDING PENALTY PAYMENTS, WHICH WILL BE NECESSITATED BY THE EARLY TERMINATION OF THIS VARIABLE ANNUITY PRODUCT & TRANSFER OF ASSETS INTO A MORE AGE APPROPRIATE RETIREMENT VEHICLE. DAMAGES ARE UNSPECIFIED.
- Arbitration Docket Number:
- Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER’S COMPLAINT.
Should I file a FINRA complaint against brokers like David Andrew Laughlin?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by David Andrew Laughlin’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About David Andrew Laughlin
What is David Laughlin’s Central Registration Depository (CRD) Number?
Which firm is David Andrew Laughlin associated with?
LPL FINANCIAL LLC
Where is David Laughlin located?
501 E LEWIS AND CLARK PKWY, CLARKSVILLE, IN, 47129
Where can I find more details about David Laughlin’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against David Andrew Laughlin?
Where can I download a detailed FINRA report for David Laughlin?
Is it safe to do business with David Andrew Laughlin?
We’re not sure. Please research David Laughlin’s disclosures, allegations and complaints before taking a decision
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