RedFlags, Allegations and Complaints against DAVID MICHAEL NELSON
Disclosure #1 for DAVID NELSON
- eventDate: 10/25/2011
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CLIENT ALLEGES SUITABLITY REGARDING MUTUAL FUND INVESTMENT
- Damage Amount Requested: $300,000.00
- Settlement Amount: $61,937.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like DAVID MICHAEL NELSON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by DAVID MICHAEL NELSON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About DAVID MICHAEL NELSON
What is DAVID NELSON’s Central Registration Depository (CRD) Number?
Which firm is DAVID MICHAEL NELSON associated with?
VALMARK SECURITIES, INC.
Where is DAVID NELSON located?
1127-B HENDERSONVILLE ROAD, ASHEVILLE, NC, 28803
Where can I find more details about DAVID NELSON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/31243 to read a detailed report for VALMARK SECURITIES, INC.
Are there any disclosures, allegations or complaints filed against DAVID MICHAEL NELSON?
Where can I download a detailed FINRA report for DAVID NELSON?
Is it safe to do business with DAVID MICHAEL NELSON?
We’re not sure. Please research DAVID NELSON’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:50 am
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