RedFlags, Allegations and Complaints against DAVID TODD CLARK
Disclosure #1 for DAVID CLARK
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- eventDate: 8/30/1999
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE CLIENT ALLEGED I DID NOT DISCLOSE THE SURRENDER CHARGES ON THER FIXED RETIREMENT ANNUITY.
- Damage Amount Requested: $10,572.08
- Arbitration Docket Number:
- Broker Comment: CLIENT RELATIONS DEPARTMENT FOUND THIS TO BE AN UNJUSTIFIED CLAIM. THE ANNUITY CONTRACT WAS DELIVERED TO AND SIGNED FOR BY THE CLIENT. IN THE APPLICATION, THE CLIENT INITIALED THE SURRENDER CHARGE SECTION. THE CLIENT HAS ALSO RECEIVED SEVERAL STATEMENTS SHOWING THE SURRENDER CHARGES.
Should I file a FINRA complaint against brokers like DAVID TODD CLARK?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by DAVID TODD CLARK’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About DAVID TODD CLARK
What is DAVID CLARK’s Central Registration Depository (CRD) Number?
Which firm is DAVID TODD CLARK associated with?
LPL FINANCIAL LLC
Where is DAVID CLARK located?
10900 HEFNER POINTE DR STE 502, OKLAHOMA CITY, OK, 73120-5006
Where can I find more details about DAVID CLARK’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against DAVID TODD CLARK?
Where can I download a detailed FINRA report for DAVID CLARK?
Is it safe to do business with DAVID TODD CLARK?
We’re not sure. Please research DAVID CLARK’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:38 am
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