RedFlags, Allegations and Complaints against DENICE HONG OLIVER
Disclosure #1 for DENICE OLIVER
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- eventDate: 1/14/2003
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CUSTOMER ALLEGES THAT HE WAS MISLED AS TO THE TIME WHEN THE DIVIDEND PAYMENT FOR THE PIMCO MUNCIPAL INCOME FUND II WOULD BEGIN. THE FUND WAS PURCHASED ON 6/21/02.
- Damage Amount Requested: $1,125.00
- Settlement Amount: $470.30
- Arbitration Docket Number:
- Broker Comment: THE FIRM MADE A BUSINESS DECISION TO SETTLE THIS MATTER AFTER TAKING INTO CONSIDERATION THE AMOUNT INVOLVED AND THE COSTS OF PROCEEDING WITH LITIGATION. I DENY THE ALLEGATIONS, DID NOT PARTICIPATE IN THE DECISION TO SETTLE AND DID NOT CONTRIBUTE TO THE SETTLEMENT.
Should I file a FINRA complaint against brokers like DENICE HONG OLIVER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by DENICE HONG OLIVER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About DENICE HONG OLIVER
What is DENICE OLIVER’s Central Registration Depository (CRD) Number?
Which firm is DENICE HONG OLIVER associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is DENICE OLIVER located?
101 W BIG BEAVER RD, TROY, MI, 48084
Where can I find more details about DENICE OLIVER’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against DENICE HONG OLIVER?
Where can I download a detailed FINRA report for DENICE OLIVER?
Is it safe to do business with DENICE HONG OLIVER?
We’re not sure. Please research DENICE OLIVER’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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