RedFlags, Allegations and Complaints against DENNIS CROWDER DIXON
Disclosure #1 for DENNIS DIXON
- eventDate: 6/29/2009
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: PRO SE CLAIMANT ALLEGES THAT IN 2008 FINANCIAL ADVISOR FAILED TO INSTITUTE STOP-LOSS ORDERS.
- Damage Amount Requested: $35,402.14
- Settlement Amount: $1,956.10
- Arbitration Docket Number:
- Broker Comment: AMENDED ONLY ALLEGED COMPENSATORY DAMAGE AMOUNT.
Should I file a FINRA complaint against brokers like DENNIS CROWDER DIXON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by DENNIS CROWDER DIXON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About DENNIS CROWDER DIXON
What is DENNIS DIXON’s Central Registration Depository (CRD) Number?
Which firm is DENNIS CROWDER DIXON associated with?
LPL FINANCIAL LLC
Where is DENNIS DIXON located?
9300 SHELBYVILLE RD STE 1310, LOUISVILLE, KY, 40222-5170
Where can I find more details about DENNIS DIXON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against DENNIS CROWDER DIXON?
Where can I download a detailed FINRA report for DENNIS DIXON?
Is it safe to do business with DENNIS CROWDER DIXON?
We’re not sure. Please research DENNIS DIXON’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:41 am
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