RedFlags, Allegations and Complaints against DEREK ALAN BOUCHER
Disclosure #1 for DEREK BOUCHER
- eventDate: 2/4/2013
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CLAIMANT, THE ESTATE FOR A DECEASED CLIENT, ALLEGES THAT RESPONDENT ENGAGED IN RECKLESS OPTIONS TRADING AND FAILED TO SUPERVISE THE ACCOUNTS. CLAIMANT ALSO ALLEGES THAT HIS ACCOUNTS WERE IMPROPERLY CHURNED FOR THE PURPOSE OF GENERATING COMMISSIONS. CLAIMANT ALLEGES THAT HE LOST CLOSE TO $3 MILLION BETWEEN 01/01/2007-03/03/2012. CLAIMANT SEEKS UNSPECIFIED ACTUAL AND PUNITIVE DAMAGES.
- Damage Amount Requested: $3,000,000.00
- Settlement Amount: $675,000.00
- Arbitration Docket Number:
- Broker Comment: AMERIPRISE CHOSE TO SETTLE THIS MATTER TO AVOID THE COSTS ASSOCIATED WITH FINRA ARBITRATION.
Should I file a FINRA complaint against brokers like DEREK ALAN BOUCHER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by DEREK ALAN BOUCHER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About DEREK ALAN BOUCHER
What is DEREK BOUCHER’s Central Registration Depository (CRD) Number?
Which firm is DEREK ALAN BOUCHER associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is DEREK BOUCHER located?
2050 South Patrick Dr, Indian Harbour Beach, FL, 32937-4431
Where can I find more details about DEREK BOUCHER’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against DEREK ALAN BOUCHER?
Where can I download a detailed FINRA report for DEREK BOUCHER?
Is it safe to do business with DEREK ALAN BOUCHER?
We’re not sure. Please research DEREK BOUCHER’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:39 am
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