RedFlags, Allegations and Complaints against DEREK PAUL DEL RIO
Disclosure #1 for DEREK DEL RIO
- eventDate: 2/24/2003
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: criminalCharges :: Charges: Theft/Shoplift/Under $500
- Disposition: Dismissed Charges: False Reporting to Authorities
- Disposition: Dismissed
- Broker Comment: I was a victim of identity theft; the individual who stole my identity was arrested and charged with these offenses under my name. I appeared in court, explained that my identity was stolen, and the case was dismissed.
Should I file a FINRA complaint against brokers like DEREK PAUL DEL RIO?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by DEREK PAUL DEL RIO’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About DEREK PAUL DEL RIO
What is DEREK DEL RIO’s Central Registration Depository (CRD) Number?
Which firm is DEREK PAUL DEL RIO associated with?
LPL FINANCIAL LLC
Where is DEREK DEL RIO located?
3411 REEVES CT, EVANS, CO, 80620
Where can I find more details about DEREK DEL RIO’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against DEREK PAUL DEL RIO?
Where can I download a detailed FINRA report for DEREK DEL RIO?
Is it safe to do business with DEREK PAUL DEL RIO?
We’re not sure. Please research DEREK DEL RIO’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:48 am
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