RedFlags, Allegations and Complaints against DEWITTE TALMADGE KERSH
Disclosure #1 for DEWITTE KERSH
- eventDate: 4/30/2007
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT ALLEGES THE VARIABLE UNIVERSAL LIFE SOLD TO HER IN MAY 2006 WAS NOT APPROPRIATE FOR HER FINANCIAL GOALS AND OBJECTIVES.
- Damage Amount Requested: $7,675.00
- Arbitration Docket Number:
- Broker Comment: WE FOUND THE POLICY SOLD TO THE CLIENT WAS SUITABLE TO HER NEEDS PER THE FINANCIAL PLAN AND HUMAN LIFE VALUE DETERMINATION AS WELL AS THE CLIENTS MONTHLY FINANCIAL COMMITTMENT. IN ADDITION, WE FOUND ALL PENALTIES AND FEES WERE DISCLOSED TO THE CLIENT VERBALLY AS WELL AS WITHIN THE DELIVERED CONTRACT.
Should I file a FINRA complaint against brokers like DEWITTE TALMADGE KERSH?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by DEWITTE TALMADGE KERSH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About DEWITTE TALMADGE KERSH
What is DEWITTE KERSH’s Central Registration Depository (CRD) Number?
Which firm is DEWITTE TALMADGE KERSH associated with?
MML INVESTORS SERVICES, LLC
Where is DEWITTE KERSH located?
90 PARK AVE, NEW YORK, NY, 10016
Where can I find more details about DEWITTE KERSH’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/10409 to read a detailed report for MML INVESTORS SERVICES, LLC
Are there any disclosures, allegations or complaints filed against DEWITTE TALMADGE KERSH?
Where can I download a detailed FINRA report for DEWITTE KERSH?
Is it safe to do business with DEWITTE TALMADGE KERSH?
We’re not sure. Please research DEWITTE KERSH’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:45 am
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