RedFlags, Allegations and Complaints against DRAKE LEE FERRARI
Disclosure #1 for DRAKE FERRARI
- eventDate: 9/26/2011
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: ALLEGES UNAUTHORIZED AND HIGH RISK REINVESTMENTS IN THE MARKETS BETWEEN JULY 26, 2011 AND AUGUST 8, 2011. DAMAGES NOT SPECIFIED, BUT REASONABLY BELIEVED TO BE GREATER THAN $5,000.
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like DRAKE LEE FERRARI?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by DRAKE LEE FERRARI’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About DRAKE LEE FERRARI
What is DRAKE FERRARI’s Central Registration Depository (CRD) Number?
Which firm is DRAKE LEE FERRARI associated with?
LPL FINANCIAL LLC
Where is DRAKE FERRARI located?
16520 WEDGE PKWY STE 300, RENO, NV, 89511-3209
Where can I find more details about DRAKE FERRARI’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against DRAKE LEE FERRARI?
Where can I download a detailed FINRA report for DRAKE FERRARI?
Is it safe to do business with DRAKE LEE FERRARI?
We’re not sure. Please research DRAKE FERRARI’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:38 am
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