RedFlags, Allegations and Complaints against EDWARD SALVATORE REGISTRATO
Disclosure #1 for EDWARD REGISTRATO
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- eventDate: 11/1/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CUSTOMER ALLEGED BY HIS REFERRAL TO A LICENSED TRUST COMPANY THAT MR. REGISTRATO 1) ACTED AS AN INVESTMENT ADVISERS WITHOUT REGISTRATION; 2) AIDED ENTERPRISE TRUST COMPANY IN PERPETRATING A FRUAD ON THE [CUSTOMER; 3) WAS PART OF A SCHEME TO DEFRAUD THE [CUSTOMER; AND, 4)WAS NEGLIGENT IN PROVIDING SERVICES AS A FINANCIAL PLANNER IN THAT HE DIDN’T DO A SUFFICIENT DUE DILIGENCE SEARCH.
- Settlement Amount: $300,000.00
- DisplayAAOLinkIfExists: Y
- Arbitration Docket Number: 08-03769
- Broker Comment: PURSUANT TO A SETTLEMENT AGREEMENT REACHED BETWEEN THE PARTIES DURING A MEDIATION, MR. REGISTRATO WAS DISMISSED FROM THE MATTER WITH PREJUDICE AND PAID THE [CUSTOMER $300,000.
Should I file a FINRA complaint against brokers like EDWARD SALVATORE REGISTRATO?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by EDWARD SALVATORE REGISTRATO’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About EDWARD SALVATORE REGISTRATO
What is EDWARD REGISTRATO’s Central Registration Depository (CRD) Number?
Which firm is EDWARD SALVATORE REGISTRATO associated with?
WESTMINSTER FINANCIAL SECURITIES, INC.
Where is EDWARD REGISTRATO located?
10433 W. Coggins Drive., Sun City, AZ, 85351
Where can I find more details about EDWARD REGISTRATO’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/20677 to read a detailed report for WESTMINSTER FINANCIAL SECURITIES, INC.
Are there any disclosures, allegations or complaints filed against EDWARD SALVATORE REGISTRATO?
Where can I download a detailed FINRA report for EDWARD REGISTRATO?
Is it safe to do business with EDWARD SALVATORE REGISTRATO?
We’re not sure. Please research EDWARD REGISTRATO’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:39 am
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