EDWARD WILLIAM LOMBARD at RAYMOND JAMES FINANCIAL SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 3013720

Disclosure #1 for EDWARD LOMBARD

    • eventDate: 6/17/2019
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: The client alleged the advisor liquidated positions without her authorization in October 2018.
    • Damage Amount Requested: $5,400.00
    • Settlement Amount: $6,075.41
    • Arbitration Docket Number:

Should I file a FINRA complaint against brokers like EDWARD WILLIAM LOMBARD?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by EDWARD WILLIAM LOMBARD’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About EDWARD WILLIAM LOMBARD

What is EDWARD LOMBARD’s Central Registration Depository (CRD) Number?

Which firm is EDWARD WILLIAM LOMBARD associated with?


Where is EDWARD LOMBARD located?

9995 Gate Parkway, Jacksonville, FL, 32246

Where can I find more details about EDWARD LOMBARD’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/6694 to read a detailed report for RAYMOND JAMES FINANCIAL SERVICES, INC.

Are there any disclosures, allegations or complaints filed against EDWARD WILLIAM LOMBARD?

Yes. There are disclosures, allegations, or complaints filed against EDWARD WILLIAM LOMBARD. Click here to view all details

Where can I download a detailed FINRA report for EDWARD LOMBARD?

Click here to download a detailed FINRA report for EDWARD LOMBARD

Is it safe to do business with EDWARD WILLIAM LOMBARD?

We’re not sure. Please research EDWARD LOMBARD’s disclosures, allegations and complaints before taking a decision

Originally reported on November 16, 2022 @ 12:49 am

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