RedFlags, Allegations and Complaints against ERIC JAMES WENDEL
Disclosure #1 for ERIC WENDEL
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- Event Date: 12/18/2015
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: Client alleged her account was excessively traded. (4/22/2014-9/4/2014)
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like ERIC JAMES WENDEL?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ERIC JAMES WENDEL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About ERIC JAMES WENDEL
What is ERIC WENDEL’s Central Registration Depository (CRD) Number?
Which firm is ERIC JAMES WENDEL associated with?
WELLS FARGO CLEARING SERVICES, LLC
Where is ERIC WENDEL located?
90 S 7TH ST 10TH & 11TH FLS, MINNEAPOLIS, MN, 55402
Where can I find more details about ERIC WENDEL’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC
Are there any disclosures, allegations or complaints filed against ERIC JAMES WENDEL?
Where can I download a detailed FINRA report for ERIC WENDEL?
Is it safe to do business with ERIC JAMES WENDEL?
We’re not sure. Please research ERIC WENDEL’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:41 am
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