GABRIEL MARTIN ANTUNA at NEWBRIDGE SECURITIES CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 2405241

Disclosure #1 for GABRIEL ANTUNA

    • eventDate: 7/17/2017
    • Disclosure Type: Employment Separation After Allegations
    • Disclosure Resolution:
    • Disclosure Detail :: Firm Name: ANDRREW GARRETT
    • Termination Type: Discharged
    • Allegations: Mr. Antuna told another registered representative at the firm to delete evidence relating to a pending proceeding. Mr. Antuna also told the same representative to omit relevant information from an affidavit that representative was preparing for a pending proceeding. In addition, Mr. Antuna, while employed at the firm, solicited a registered representative to leave the firm and join another representative of another firm. Mr. Antuna contacted Andrew Garrett clients in states where he is not registered
    • Broker Comment: The allegations in the U-5 form filed by Andrew Garrett Inc. in the termination explanation section are all false and defamatory. I am contesting such allegations through the appropriate FINRA procedure. I was terminated without cause. Andrew Garrett Inc. submitted the false allegations in the U-5 form merely to delay my registrations with various state licensing boards in order to buy time for Andrew Garrett Inc. to solicit my accounts and to try to keep them there before I get fully licensed at my new company. I am confident that the allegations will be stricken from the U-5 form once the FINRA procedure to remove such false allegations is complete.

Should I file a FINRA complaint against brokers like GABRIEL MARTIN ANTUNA?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by GABRIEL MARTIN ANTUNA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About GABRIEL MARTIN ANTUNA

What is GABRIEL ANTUNA’s Central Registration Depository (CRD) Number?

Which firm is GABRIEL MARTIN ANTUNA associated with?


Where is GABRIEL ANTUNA located?


Where can I find more details about GABRIEL ANTUNA’s Investment Firm?

Visit to read a detailed report for NEWBRIDGE SECURITIES CORPORATION

Are there any disclosures, allegations or complaints filed against GABRIEL MARTIN ANTUNA?

Yes. There are disclosures, allegations, or complaints filed against GABRIEL MARTIN ANTUNA. Click here to view all details

Where can I download a detailed FINRA report for GABRIEL ANTUNA?

Click here to download a detailed FINRA report for GABRIEL ANTUNA

Is it safe to do business with GABRIEL MARTIN ANTUNA?

We’re not sure. Please research GABRIEL ANTUNA’s disclosures, allegations and complaints before taking a decision

Originally reported on November 16, 2022 @ 12:52 am

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