RedFlags, Allegations and Complaints against GARY DAVID LANNEN
Disclosure #1 for GARY LANNEN
- eventDate: 10/17/2016
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: Improper Investments , Misrepresentation.
- Damage Amount Requested: $94,000.00
- Settlement Amount: $30,000.00
- Arbitration Docket Number:
- Broker Comment: All investments made were consistent with the clients wishes , objectives ,resources and risk tolerance. Had the account continued under management , substantial recovery would have occurred.
Should I file a FINRA complaint against brokers like GARY DAVID LANNEN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by GARY DAVID LANNEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About GARY DAVID LANNEN
What is GARY LANNEN’s Central Registration Depository (CRD) Number?
Which firm is GARY DAVID LANNEN associated with?
HIGHTOWER SECURITIES, LLC
Where is GARY LANNEN located?
39533 Woodward Avenue, Bloomfield Hills, MI, 48304-9911
Where can I find more details about GARY LANNEN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/116681 to read a detailed report for HIGHTOWER SECURITIES, LLC
Are there any disclosures, allegations or complaints filed against GARY DAVID LANNEN?
Where can I download a detailed FINRA report for GARY LANNEN?
Is it safe to do business with GARY DAVID LANNEN?
We’re not sure. Please research GARY LANNEN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:39 am
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