RedFlags, Allegations and Complaints against Gary Lawrence Walters
Disclosure #1 for Gary Walters
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- Event Date: 11/15/2018
- Disclosure Type: Customer Dispute
- Resolution: Settled
- Allegations: The client alleges the Financial Advisor sold and purchased mutual funds in his account in October 2018 without the client’s authorization.
- Damage Amount Requested: $10,000.00
- Settlement Amount: $4,295.12
- Arbitration Docket Number:
- Broker Comment: Based on the firm’s review, the client’s claim was settled in the amount of $4,295.12.
Should I file a FINRA complaint against brokers like Gary Lawrence Walters?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Gary Lawrence Walters’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Gary Lawrence Walters
What is Gary Walters’s Central Registration Depository (CRD) Number?
Which firm is Gary Lawrence Walters associated with?
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Where is Gary Walters located?
5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN, 55416-1297
Where can I find more details about Gary Walters’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/612 to read a detailed report for ALLIANZ LIFE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against Gary Lawrence Walters?
Where can I download a detailed FINRA report for Gary Walters?
Is it safe to do business with Gary Lawrence Walters?
We’re not sure. Please research Gary Walters’s disclosures, allegations and complaints before taking a decision
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