RedFlags, Allegations and Complaints against GEORGE AUGUST WALTERS
Disclosure #1 for GEORGE WALTERS
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- eventDate: 11/15/2016
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: INAPPROPRIATE AND UNSUITABLE ACTIONS.
- Damage Amount Requested: $300,000.00
- Settlement Amount: $25,000.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like GEORGE AUGUST WALTERS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by GEORGE AUGUST WALTERS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About GEORGE AUGUST WALTERS
What is GEORGE WALTERS’s Central Registration Depository (CRD) Number?
Which firm is GEORGE AUGUST WALTERS associated with?
INTERNATIONAL ASSETS ADVISORY, LLC
Where is GEORGE WALTERS located?
401 OCEAN AVENUE, MELBOURNE BEACH, FL, 32951
Where can I find more details about GEORGE WALTERS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/10645 to read a detailed report for INTERNATIONAL ASSETS ADVISORY, LLC
Are there any disclosures, allegations or complaints filed against GEORGE AUGUST WALTERS?
Where can I download a detailed FINRA report for GEORGE WALTERS?
Is it safe to do business with GEORGE AUGUST WALTERS?
We’re not sure. Please research GEORGE WALTERS’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:52 am
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