GINA MARIE STRUM at OLD CITY SECURITIES LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 

 

CRD# 4900705

Disclosure #1 for GINA STRUM

    • eventDate: 1/31/1996
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: criminalCharges :: Charges: RETAIL THEFT – 1. ONE COUNT 2. MISDEMEANOR 3. GUILTY 4. NOT INVESTMENT RELATED.
    • Charge Type: MISDEMEANOR
    • Disposition: A. SUPERVISION B. 04/10/1996 C. FINE D. ONE YEAR SUPERVISION E. 03/18/1996 F. $90.00 G. 04/10/1996
    • Broker Comment: THIS CHARGE IS IN THE PROCESS OF BEING EXPUNGED AND MAY BE SEALED BY TIME OF INVESTIGATION. HAPPENED WHEN I WAS IN HIGH SCHOOL.

Should I file a FINRA complaint against brokers like GINA MARIE STRUM?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by GINA MARIE STRUM’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!


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Frequently Asked Questions About GINA MARIE STRUM

What is GINA STRUM’s Central Registration Depository (CRD) Number?

Which firm is GINA MARIE STRUM associated with?

OLD CITY SECURITIES LLC

Where is GINA STRUM located?

589 FIFTH AVENUE, NEW YORK, NY, 10017

Where can I find more details about GINA STRUM’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/171910 to read a detailed report for OLD CITY SECURITIES LLC

Are there any disclosures, allegations or complaints filed against GINA MARIE STRUM?

Yes. There are disclosures, allegations, or complaints filed against GINA MARIE STRUM. Click here to view all details

Where can I download a detailed FINRA report for GINA STRUM?

Click here to download a detailed FINRA report for GINA STRUM

Is it safe to do business with GINA MARIE STRUM?

We’re not sure. Please research GINA STRUM’s disclosures, allegations and complaints before taking a decision




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