RedFlags, Allegations and Complaints against GINA MARIE STRUM
Disclosure #1 for GINA STRUM
-
- eventDate: 1/31/1996
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: criminalCharges :: Charges: RETAIL THEFT – 1. ONE COUNT 2. MISDEMEANOR 3. GUILTY 4. NOT INVESTMENT RELATED.
- Charge Type: MISDEMEANOR
- Disposition: A. SUPERVISION B. 04/10/1996 C. FINE D. ONE YEAR SUPERVISION E. 03/18/1996 F. $90.00 G. 04/10/1996
- Broker Comment: THIS CHARGE IS IN THE PROCESS OF BEING EXPUNGED AND MAY BE SEALED BY TIME OF INVESTIGATION. HAPPENED WHEN I WAS IN HIGH SCHOOL.
Should I file a FINRA complaint against brokers like GINA MARIE STRUM?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by GINA MARIE STRUM’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About GINA MARIE STRUM
What is GINA STRUM’s Central Registration Depository (CRD) Number?
Which firm is GINA MARIE STRUM associated with?
OLD CITY SECURITIES LLC
Where is GINA STRUM located?
589 FIFTH AVENUE, NEW YORK, NY, 10017
Where can I find more details about GINA STRUM’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/171910 to read a detailed report for OLD CITY SECURITIES LLC
Are there any disclosures, allegations or complaints filed against GINA MARIE STRUM?
Where can I download a detailed FINRA report for GINA STRUM?
Is it safe to do business with GINA MARIE STRUM?
We’re not sure. Please research GINA STRUM’s disclosures, allegations and complaints before taking a decision
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/gina-marie-strum-old-city-securities-llc/.