RedFlags, Allegations and Complaints against GREGG WARREN BOWEN
Disclosure #1 for GREGG BOWEN
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- eventDate: 1/22/2009
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT’S SON STATES THAT A LINCOLN NATIONAL ANNUITY (WITH A PRINCIPAL SERCURITY RIDER) PURCHASED IN 2004 WAS BASED ON A REPRESENTATION THAT THE FULL PRINCIPAL AMOUNT INVESTED WOULD BE PROTECTED. THE SON ALLEGES THAT HIS MOTHER’S ACCOUNT STATEMENTS REFLECT THE VALUE OF THE ANNUITY BEING LOWER THAN THE PRINCIPAL AMOUNT INVESTED WHICH CONTRADICTS THE INFORMATION PREVIOUSLY PROVIDED.
- Damage Amount Requested: $5,000.00
- Arbitration Docket Number:
- Broker Comment: PENDING.
Should I file a FINRA complaint against brokers like GREGG WARREN BOWEN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by GREGG WARREN BOWEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About GREGG WARREN BOWEN
What is GREGG BOWEN’s Central Registration Depository (CRD) Number?
Which firm is GREGG WARREN BOWEN associated with?
SIGMA FINANCIAL CORPORATION
Where is GREGG BOWEN located?
423 FINANCIAL COURT, ROCKFORD, IL, 61107
Where can I find more details about GREGG BOWEN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/14303 to read a detailed report for SIGMA FINANCIAL CORPORATION
Are there any disclosures, allegations or complaints filed against GREGG WARREN BOWEN?
Where can I download a detailed FINRA report for GREGG BOWEN?
Is it safe to do business with GREGG WARREN BOWEN?
We’re not sure. Please research GREGG BOWEN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:41 am
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