RedFlags, Allegations and Complaints against GREGORY BENNETT TROST
Disclosure #1 for GREGORY TROST
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- eventDate: 4/17/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CUSTOMER ALLEGES THAT IN DECEMBER 2007 SHE TRANSFERRED MONEY FROM HER SEP INTO AN IRA BASED UPON THE REPRESENTATIVE’S ADVICE THAT SHE WOULD NOT BE TAXED ON THE REQUIRED MINIMUM DISTRIBUTION FOR 2007 AND THE 2008 INTEREST RATE ON THE SEP WOULD BE LESS THAN 3%. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like GREGORY BENNETT TROST?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by GREGORY BENNETT TROST’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About GREGORY BENNETT TROST
What is GREGORY TROST’s Central Registration Depository (CRD) Number?
Which firm is GREGORY BENNETT TROST associated with?
LPL FINANCIAL LLC
Where is GREGORY TROST located?
4419 RIO COLORADO NW, ALBUQUERQUE, NM, 87120
Where can I find more details about GREGORY TROST’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against GREGORY BENNETT TROST?
Where can I download a detailed FINRA report for GREGORY TROST?
Is it safe to do business with GREGORY BENNETT TROST?
We’re not sure. Please research GREGORY TROST’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:44 am
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