GREGORY WAYNE BOEHNE at SAGEPOINT FINANCIAL, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 2394386

Disclosure #1 for GREGORY BOEHNE

    • eventDate: 4/27/2016
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: The customer alleges the representative misrepresented the third party money manager leading her to believe that losses would be minimal.
    • Damage Amount Requested: $60,618.54
    • Arbitration Docket Number:
    • Broker Comment: I began working with the [customer’s in January 2012 as they were a POA for an uncle, [third party. I spoke with them several times a year, always discussing his investments. There were times during [third party’s ownership of the account that it declined in value due to market fluctuations and while that concerned them, they never chose to liquidate the investments. When [third party passed, the [customer’s inherited the account. The investments they chose had securities that would face volatility. I showed them the 2008 negative returns and told them that the possibility existed for future negative returns. They communicated to me that they understood. In April 2016, when the account was down, they indicated that they had an issue with performance and filed a complaint despite the fact that they knew the account was subject to market volatility and the loss was not as great as the example provided from 2008. One third of the amount alleged as being a loss is actually monthly distributions to the [customer’s.

Should I file a FINRA complaint against brokers like GREGORY WAYNE BOEHNE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by GREGORY WAYNE BOEHNE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About GREGORY WAYNE BOEHNE

What is GREGORY BOEHNE’s Central Registration Depository (CRD) Number?

Which firm is GREGORY WAYNE BOEHNE associated with?


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Where can I find more details about GREGORY BOEHNE’s Investment Firm?

Visit to read a detailed report for SAGEPOINT FINANCIAL, INC.

Are there any disclosures, allegations or complaints filed against GREGORY WAYNE BOEHNE?

Yes. There are disclosures, allegations, or complaints filed against GREGORY WAYNE BOEHNE. Click here to view all details

Where can I download a detailed FINRA report for GREGORY BOEHNE?

Click here to download a detailed FINRA report for GREGORY BOEHNE

Is it safe to do business with GREGORY WAYNE BOEHNE?

We’re not sure. Please research GREGORY BOEHNE’s disclosures, allegations and complaints before taking a decision

Originally reported on November 16, 2022 @ 12:39 am

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