RedFlags, Allegations and Complaints against HAROLD JOSEPH BROWNE
Disclosure #1 for HAROLD BROWNE
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- eventDate: 7/11/1980
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: criminalCharges :: Charges: CHARGED WITH CRIMINAL MISCHIEF 3RD DEGREE, ASSAULT 3RD DEGREE
- Charge Type: FELONY
- Disposition: MR BROWNE WAS FOUND GUILTY AFTER NON-JURY TRIAL OF DISORDERLY CONDUCT AND PAID A FINE OF $150.00 AND WAS GRANTED CONDITIONAL DISCHARGE AND WAS TO PAY $376.90 IN RESTITUTION.
- Broker Comment: U4 DISCLOSES THAT MR. BROWNE WAS ARRESTED FOR ASSAULT, WHICH WAS REDUCED TO DISORDERLY CONDUCT, WHICH IS A MISDEMENAOR, NOT A FELONY. MR. BROWNE PAID HIS FINES. A PREVIOUS COPY OF THE CONVICTION REPORT WAS SENT TO NASD BACK IN 1988.
Should I file a FINRA complaint against brokers like HAROLD JOSEPH BROWNE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by HAROLD JOSEPH BROWNE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About HAROLD JOSEPH BROWNE
What is HAROLD BROWNE’s Central Registration Depository (CRD) Number?
Which firm is HAROLD JOSEPH BROWNE associated with?
ONEAMERICA SECURITIES, INC.
Where is HAROLD BROWNE located?
1639 State Route 10, Parsippany, NJ, 7054
Where can I find more details about HAROLD BROWNE’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/4173 to read a detailed report for ONEAMERICA SECURITIES, INC.
Are there any disclosures, allegations or complaints filed against HAROLD JOSEPH BROWNE?
Where can I download a detailed FINRA report for HAROLD BROWNE?
Is it safe to do business with HAROLD JOSEPH BROWNE?
We’re not sure. Please research HAROLD BROWNE’s disclosures, allegations and complaints before taking a decision
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