RedFlags, Allegations and Complaints against Hercules Dorn Stewart
Disclosure #1 for Hercules Stewart
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- Event Date: 5/19/1998
- Disclosure Type: Criminal
- Resolution: Final Disposition
- criminalCharges :: Charges: 1 COUNT AGGRAVATED ASSAULT FELONY NOT GUILTY, 1 COUNT THREATEN TO KILL FELONY NOT GUILTY
- Charge Type: FELONY
- Disposition: AGGRAVATED ASSAULT WAS DISMISSED ON 05/31/2000, THREATEN TO KILL WAS DISMISSED ON 05/31/2000
- Broker Comment: ON 05/19/1998 THE MORRISTOWN POLICE SHOWED UP AT MY DOOR WITH A PERSON WHO FALSELY IDENTIFIED ME AS SOMEONE WHO HAD PUNCHED A CAR WINDOW DURING A ROAD RAGE INCIDENT. AFTER THEY SPOKE TO MY ATTORNEY, GERALD HANLON, THEY REALIZED THAT I WAS NOT THE PERSON AND THEY DROPPED ALL CHARGES. ALL CHARGES WERE DISMISSED ON 05/31/2000. I WAS FALSELY IDENTIFIED AS THE PERSON WHO ALLEGEDLY COMMITTED THESE CRIMES.
Should I file a FINRA complaint against brokers like Hercules Dorn Stewart?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Hercules Dorn Stewart’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Hercules Dorn Stewart
What is Hercules Stewart’s Central Registration Depository (CRD) Number?
Which firm is Hercules Dorn Stewart associated with?
PAULSON INVESTMENT COMPANY LLC
Where is Hercules Stewart located?
40 WALL STREET, NEW YORK, NY, 10005
Where can I find more details about Hercules Stewart’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/5670 to read a detailed report for PAULSON INVESTMENT COMPANY LLC
Are there any disclosures, allegations or complaints filed against Hercules Dorn Stewart?
Where can I download a detailed FINRA report for Hercules Stewart?
Is it safe to do business with Hercules Dorn Stewart?
We’re not sure. Please research Hercules Stewart’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:34 pm
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