RedFlags, Allegations and Complaints against HOLLIS LYNN HERMAN
Disclosure #1 for HOLLIS HERMAN
- eventDate: 6/29/2004
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT ALLEGES THAT THE REP MISREPRESENTED RISK ASSOCIATED WITH ZERO COUPON CDS.
- Damage Amount Requested: $11,160.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like HOLLIS LYNN HERMAN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by HOLLIS LYNN HERMAN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About HOLLIS LYNN HERMAN
What is HOLLIS HERMAN’s Central Registration Depository (CRD) Number?
Which firm is HOLLIS LYNN HERMAN associated with?
OPPENHEIMER & CO. INC.
Where is HOLLIS HERMAN located?
500 WEST MADISON, CHICAGO, IL, 60661
Where can I find more details about HOLLIS HERMAN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/249 to read a detailed report for OPPENHEIMER & CO. INC.
Are there any disclosures, allegations or complaints filed against HOLLIS LYNN HERMAN?
Where can I download a detailed FINRA report for HOLLIS HERMAN?
Is it safe to do business with HOLLIS LYNN HERMAN?
We’re not sure. Please research HOLLIS HERMAN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:43 am
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