RedFlags, Allegations and Complaints against HOWELL BOOTH HOLLAND
Disclosure #1 for HOWELL HOLLAND
- eventDate: 1/28/2019
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: Client alleges misrepresentation of facts on annuity value causing loss in 2017.
- Damage Amount Requested: $14,498.37
- Settlement Amount: $14,498.37
- Arbitration Docket Number:
- Broker Comment: Representative, Howell Holland, did not solicit or recommend the product referenced in this complaint. In response to a question from the client regarding the income benefit, the representative contacted the insurance company and was given inaccurate information regarding the rider, which he passed on to the client. Without admitting or denying the allegations, the Firm has settled with the client in the amount of the alleged damages.
Should I file a FINRA complaint against brokers like HOWELL BOOTH HOLLAND?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by HOWELL BOOTH HOLLAND’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About HOWELL BOOTH HOLLAND
What is HOWELL HOLLAND’s Central Registration Depository (CRD) Number?
Which firm is HOWELL BOOTH HOLLAND associated with?
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Where is HOWELL HOLLAND located?
4505 PINE TREE CIRCLE, BIRMINGHAM, AL, 35243
Where can I find more details about HOWELL HOLLAND’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/15708 to read a detailed report for CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Are there any disclosures, allegations or complaints filed against HOWELL BOOTH HOLLAND?
Where can I download a detailed FINRA report for HOWELL HOLLAND?
Is it safe to do business with HOWELL BOOTH HOLLAND?
We’re not sure. Please research HOWELL HOLLAND’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:36 pm
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/howell-booth-holland-concourse-financial-group-securities-inc/.