RedFlags, Allegations and Complaints against James Dugelman
Disclosure #1 for James Dugelman
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- Event Date: 7/11/2018
- Disclosure Type: Judgment / Lien
- Resolution:
- Judgment/Lien Amount: $35,600.34
- Judgment/Lien Type: Tax
- Broker Comment: Request For A Collection Due Process Hearing submitted 07/29/2018 based on 07/03/18 IRS acceptance of repayment agreement.
Should I file a FINRA complaint against brokers like James Dugelman?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by James Dugelman’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About James Dugelman
What is James Dugelman’s Central Registration Depository (CRD) Number?
Which firm is James Dugelman associated with?
SECURIAN FINANCIAL SERVICES, INC.
Where is James Dugelman located?
400 ROBERT STREET NORTH, ST PAUL, MN, 55101
Where can I find more details about James Dugelman’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/15296 to read a detailed report for SECURIAN FINANCIAL SERVICES, INC.
Are there any disclosures, allegations or complaints filed against James Dugelman?
Where can I download a detailed FINRA report for James Dugelman?
Is it safe to do business with James Dugelman?
We’re not sure. Please research James Dugelman’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:48 am
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